WorkEdith Stein

An Investigation Concerning the State

Written after a season in party politics: a treatise that defines the state by sovereignty alone, with no need of a nation or a founding contract.

by Edith Stein270 passages held

  • German, the original language
Original title
Eine Untersuchung über den Staat
First published
(aged 34)
Original language
German

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Overview

Prussia under Frederick the Great was a state in the fullest sense, and there was no single Prussian people for it to rest on. The Polish state was destroyed, and the Polish people survived it, perhaps more of a nation than before. Edith Stein set those two cases down in 1920 and 1921 to show that a state and a nation are different things, and that a theory of the state has to begin somewhere else. She had come to the question through practice. In November 1918, eleven days after the armistice, she helped found the Breslau branch of the liberal German Democratic Party and sat on its board of fifty; in January 1919 she gave campaign speeches urging women to join it. Her treatise removes most of what her contemporaries built the state on. A state, she argues, is a social body that gives itself its law and takes none from a power above it, and sovereignty is the one condition without which there is no state. The state does not begin in a contract among individuals, as the prevailing European theory held, though Stein grants that theory one truth: law can be made only by free persons. Sovereignty belongs neither to a monarch nor to the people. It belongs to the state itself, which lasts only while its subjects recognise it or can be made to do so. For the account of how a law comes to hold, Stein drew on Adolf Reinach, her teacher at Göttingen, who had analysed legal acts such as enactments and commands, and was killed in the war in 1917. The second part asks what a state is worth, and answers sparingly. The idea of the state promises nothing: a given state may protect life and thought, or destroy more of both than it fosters. A state cannot feel values; only the persons who act for it can. Where its claim to rule meets a believer's obedience to God, Stein finds no solution in principle, only practical settlements, and she denies the state any moral right to preserve itself by fighting religion. Edmund Husserl, whose assistant she had been, printed the treatise in 1925 in the seventh volume of his yearbook, the Jahrbuch für Philosophie und phänomenologische Forschung; its author had by then been a Catholic for three years. A critical German edition and an English translation followed in 2006.

Key concepts

What is sovereignty, in this treatise?

Sovereignty is the state's sole right to order its own sphere, limited by nothing except itself. A state may bind itself, by letting others make law within it or by keeping agreed forms toward other states, and stays sovereign. Were it to accept a commanding power above it, it would cease to be a state. For Stein there are therefore no non-sovereign states, only communities to which a state has handed some functions.

How do pure law and positive law differ?

Pure law holds everywhere and always, whether or not anyone enacts it, and positive law is whatever a lawgiver has put in force. That a claim created by a promise ends when the promise is kept is pure law. Positive law arises through acts of will, differs from people to people and may depart from pure law. What others call natural law is, for Stein, pure law misunderstood.

What are enactments and commands?

They are the two kinds of act through which a state mainly lives, a distinction Stein takes from Adolf Reinach. An enactment lays down what shall count as law for a range of persons, without moving any particular person to do anything now. A command is always addressed to a definite person or group and aims to set an action going. Between an enactment and conduct stands the law it creates.

How does a people differ from a nation?

A people is a community broad enough to produce a culture of its own, and a nation is a people that has become aware of its character. The people simply has its way of living and working and expresses it without reflection. In a nation an image of that character is alive and is deliberately cultivated. Stein compares it to a person who only gradually comes to know herself.

What does it mean to act in the state's name?

It means that a person performs an act which counts as the state's own. The state itself only decides and acts, while perceiving, weighing and feeling are done for it by persons. Following Reinach, Stein separates acting as someone's representative from acting in their spirit. An act that makes no sense for a state cannot be credited to it, whoever performs it.

Themes of the book

What this book returns to, gathered into themes and ordered by how much of the text each one occupies.

A state is its sovereignty, nothing more

What must be there for a state to exist at all? Stein strips away nation, contract and ruler until one condition is left: a body that gives itself its own law.

Old Prussia had no single people beneath it, and the Polish people outlived the Polish state, so a state and a nation are different things. Nor does a state begin in a contract, though that theory is right that only free persons can make law. Sovereignty belongs to the state itself, neither to a monarch nor to the people, and accepting a command from above would end it. Even so, it lasts only while its subjects recognise it, or can be brought to.

  • state
  • sovereignty
  • state sovereignty
  • state theory
  • political community
  • peoplehood
  • positive law
  • law
  • state formation
  • community
  • natural law
  • international law
  • representation
  • freedom

What a state is worth, and where it ends

Having defined the state without any reference to the good, Stein asks whether it has any value, and whether its claim to rule stops anywhere.

Her answer is sparing. Nothing in the idea of the state guarantees a benefit: a given state may shelter life and thought or destroy more of both than it fosters. It cannot feel values, since only the persons acting for it can, so it can remit a punishment but not forgive. No prohibition reaches the bond between a soul and God. Between sovereignty and that obedience Stein finds no solution in principle, only practical settlements, and she denies the state a moral right to fight religion.

  • value theory
  • ethics
  • guilt
  • punishment
  • political legitimacy
  • state legitimacy
  • personhood
  • culture
  • legal personhood
  • agency
  • political authority

Within this work

passages held
270
distinct concepts
371
by passages held, corpus-wide
#277

What this book thinks together

The wheel takes this book’s leading concepts and shows how often they come up together. The wider the band between two, the more of its passages speak of both. Among them, most often together: “sovereignty” and “state”.
Concept co-occurrence, strongest first 8 concepts, joined by 24 pairings. 86 pairings reach beyond these concepts and are not drawn.
ConceptPaired conceptShared passages
sovereigntystate22
political authoritystate17
political authoritysovereignty13
political communitystate8
communitystate6
political communitystate theory5
communitysovereignty4
political authoritystate theory4
political philosophystate4
positive lawsovereignty4
positive lawstate4
sovereigntystate theory4
communitypolitical philosophy3
political philosophystate theory3
communitypolitical community2
communitystate theory2
political authoritypositive law2
political communitysovereignty2
political philosophypositive law2
positive lawstate theory2
communitypolitical authority1
communitypositive law1
political authoritypolitical community1
political communitypolitical philosophy1

Works held

The author's work in order, this book marked in place. Your-language title first, the original beneath it where the two differ; side chips show which full texts are held.

  1. 1917 On the Problem of Empathy (Zum Problem der Einfühlung)

    Her first book and the one most read today. Everything she later wrote on persons and communities starts from the account of the living body and the other self worked out here.

    DE
  2. 1922 Philosophy of Psychology and the Humanities (Beiträge zur philosophischen Begründung der Psychologie und der Geisteswissenschaften)

    It extends the dissertation's study of the individual in two directions — inward, to the forces that drive a mind, and outward, to groups — and supplies the social categories her treatise on the state takes over.

    DE
  3. 1925 An Investigation Concerning the State (Eine Untersuchung über den Staat) you are here DE
  4. 1929 Husserl and Aquinas: A Comparison (Husserls Phänomenologie und die Philosophie des hl. Thomas v. Aquino)

    Short, and the hinge of her career: the earlier books work inside Husserl's method, and from here on her philosophy measures that method against Aquinas.

    DE
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